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Measuring Securities Market Efficiency in the Regulatory Setting
(Law and Contemporary Problems, 2000)
In the "Aircraft Carrier," the Securities and Exchange Commission (SEC) proposed changes in federal securities disclosure requirements in an attempt to enhance and facilitate the process of issuing new securities. Under ...
SEC Enforcement Heuristics: An Empirical Inquiry
(Duke Law Journal, 2003)
This Article examines the overlap between SEC securities enforcement actions and private securities fraud class actions. We begin with an overview of data concerning all SEC enforcement actions from 1997 to 2002. We find ...